Compliance Ireland offers training and consulting services. Our professional advisory and consulting experience is multi-faceted and covers:
- The regulatory side as well as the regulated; Peter worked as a lawyer in the FSA’s Enforcement department and with the ASIC, and is a highly experienced former Compliance Officer and Money Laundering Reporting Officer, with first-hand experience of dealing with regulators in Ireland, the UK, the USA, Australia, Canada, Japan and Bermuda.
- The geographical centres of Dublin, London and Sydney.
- Banking, offshore funds, investment management, stockbroking, insurance, fund administration, telecommunications.
Offering the highest standards of expertise across the financial services sector, Compliance Ireland has established a reputation for delivering high-quality, cost-effective consultancy (and training) services on financial regulation and compliance, anti-money laundering and data protection. We adopt practical thinking in the delivery of our solutions. We draft policies and procedures for client firms on the basis of the ‘Plain English’ principle, rather than high-level waffle which leaves users unable to comprehend the meaning of documentation.
We are multi-disciplinary management consultancy practice and we take a rounded approach to your business. As accountants and lawyers by training we analyse the regulations affecting your business. As people with extensive business experience (we act as non-executive directors to a number of financial companies) we help you understand the impact of regulations and how to implement them in your specific business.
We offer you unparalleled expertise and practical, workable solutions that can actually be implemented.
Consulting
Compliance Ireland specialises in regulatory affairs, primarily for the financial services sector.
Compliance is getting more complex and specialised. Our team of experts have worked as regulators as well in regulated firms. We're a multi-disciplinary practice and we take a rounded approach to your business. As accountants and lawyers by training we analyse the regulations affecting your business. As people with extensive business experience, we help you understand the impact of regulations and how to implement them in your specific business. We help you through the maze.
- Financial Services: In the area of financial services we look after: Banks (including retail and IFSC banks), Non-conforming/Sub-Prime Lenders, Insurance Companies, Investment Managers, Stockbrokers, Structured Finance Providers, Carbon Emission Trading Firms, Fund Administrators, Custodian/Trustees, Management Companies, CFD and Spread-betting Firms, Re-Insurers, Captive Insurers, Mortgage Intermediaries, Insurance Brokers, Money Transmitters, Payment Institutions and Credit Unions.
- Non-Financial Clients: We also services non-financial firms in the areas of data protection and other consultancy areas, including:
- government agencies,
- casinos (remote and non-remote) & private members' clubs,
- mobile telephone operators,
- estate agents/auctioneers,
- solicitors and accountants
- representative bodies
- universities, and
- other enterprises with regulatory requirements.
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